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Wah Thai Securities Limited

華泰證券有限公司

Wah Thai Securities Limited was a Hong Kong-based securities firm holding a broad range of SFC licences covering dealing in securities, advising on securities, advising on corporate finance, and asset management. The firm offered comprehensive brokerage, advisory, and portfolio management services, likely to retail and high-net-worth clients. Its name suggests a focus on serving clients with ties to both Hong Kong and Thailand or Southeast Asia. The firm has since wound down its licensed operations with no active licensed persons remaining.

8
Total licensed
0
Currently active
2
Arrivals tracked
4
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

People

Active SFC licences

No data available