SSFC FlowsHK · 2003–2026

Investment BankActive

Yu Ming Investment Management Limited

禹銘投資管理有限公司

25

Total licensed

6

Currently active

7

Arrivals tracked

10

Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

1China Everbright1

2Goldin Financial1

3Imperial Capital Limited1

5Neutral Financial Holding Company Limited1

6Tung Shing Securities1

7Yue Xiu Securities1

Where talent goes

Top 8 of 10

Destination firms · departures 2003–present

1Agricultural Bank of China1

2Axis Capital Management Limited1

3Essence International Financial Holdings1

4Hua Yu Investment Management Limited1

5Huizhi International Capital Holdings1

6KGI Securities1

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong

4

People

Active SFC licences

	Name ↕	CE# ↕	Joined ↓
	CHOW Kai Yip, Nelson 周啟業 DealingAdvisingCorp Finance	BHU289	2016-10-17
	FONG Yun Sang 方潤生 DealingAdvisingCorp FinanceAsset Mgmt	AXD985	2014-10-06
	TAM Ka Hei, Raymond 譚家熙 DealingAdvisingCorp FinanceAsset Mgmt	APG438	2011-04-21
	LEE Wa Lun, Warren 李華倫 DealingAdvisingCorp FinanceAsset Mgmt	ABS166	2003-04-01

Top competitors by talent overlap

1Chan Ngok Ming Securities Limited5.7 2Ming Hon Securities Limited5.6 3Yuexing Securities5.6 4Huizhi International Capital Holdings5.6 5Ying Wah Securities Company Limited5.5 6Soo Pui Chen & Company5.5 7Yue Shing Securities Company Limited5.5 8Ka Yue Investment Company5.5 9Tian Yuan Finance Limited5.5 10Yan Yan Investment5.5