SSFC Flows
← All firms
Broker-DealerActive

Zhongcai Asset Management Limited

中財資產管理有限公司

Zhongcai Asset Management Limited is a Hong Kong-based asset management firm licensed to deal in securities, advise on securities, and manage client assets. Its business encompasses securities brokerage, investment advisory, and discretionary portfolio management, likely with a focus on Chinese and Greater China equities or credit markets. The firm's name, which translates broadly to 'China Wealth,' suggests a focus on serving mainland Chinese institutional investors or high-net-worth clients. Revenue is generated through brokerage commissions, advisory fees, and asset management fees.

14
Total licensed
7
Currently active
8
Arrivals tracked
6
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
4
🇭🇰Hong Kong
3

People

Active SFC licences
Name CE# Joined
JIN Dan 金丹
AdvisingAsset Mgmt
AVJ2622025-09-17
ZHOU Yujie 周妤婕
DealingAdvisingAsset Mgmt
BWK2752025-07-03
ZHENG Danfang 鄭淡方
DealingAdvisingAsset Mgmt
BRA1802025-04-15
SHUM So Ying 沈素瑩
DealingAdvisingAsset Mgmt
BQR1012023-09-25
GE Pei Kun 葛培堃
AdvisingAsset Mgmt
BMO3082018-03-14
MA Yuk Fat, Steve 馬玉發
Dealing
AEH6882017-01-18
HAN Shiyun 韓士筠
DealingAdvisingAsset Mgmt
BBK2902015-08-13