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Capstone Financial

Capstone Financial is a small Hong Kong-based financial services firm licensed by the SFC for dealing in securities, advising on securities, and asset management. The firm provides securities brokerage, investment advisory, and portfolio management services, likely to a select group of high-net-worth individuals or small institutional clients. Operating as a boutique intermediary, the firm maintains a focused service offering without broader corporate finance or futures capabilities. Its modest scale suggests it serves a niche segment of the Hong Kong investor market.

25
Total licensed
0
Currently active
7
Arrivals tracked
13
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA9 · Asset Management

People

Active SFC licences

No data available