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Broker-DealerActive

AA Investment Management

安安投資管理有限公司

14
Total licensed
4
Currently active
14
Arrivals tracked
9
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Top 8 of 14

Source firms · arrivals 2003–present

1Changjiang Securities1
2Chiyu Asset Management1
3Chiyu International Capital1
4CIS Securities Asset Management1
5Leo Capital1
6LQ Pacific Partners1
7Lu International (Hong Kong) Limited1
8Noah Holdings1

Where talent goes

Destination firms · departures 2003–present

1Huatai Financial Holdings2
2China Construction Bank International1
3iFAST Financial1
4Lu International (Hong Kong) Limited1
5Merlin Fidelis Asset Management Limited1
6New Harvest Wealth Securities1
7Pando Finance Limited1
8Tang Wealth International1

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
3

People

Active SFC licences
Name ↕CE# ↕Joined ↓
TANG Lik Man 鄧力文
AdvisingAsset Mgmt
BFY1102025-12-16
HO Pui Yi 何珮宜
DealingAdvisingAsset Mgmt
BVO5962024-12-11
LEE Shek Hang 李碩桁
DealingAdvisingAsset Mgmt
BSE7122022-02-24

Top competitors by talent overlap

1A.C Asset Management5.82Avenue Investment Management Limited5.53AP Capital Limited5.54Assured Asset Management Limited5.55Arta Asset Management5.46IMM Investment5.47Preferred Investment Advisors5.48Admiral Investment Limited5.49Arcadia Fund Management Group5.310Asset Management Group5.3