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AAA Securities Co. Limited

AAA Securities Co. Limited is a small Hong Kong-based broker-dealer licensed for dealing in securities. The firm's primary business activity is executing securities transactions on behalf of clients in the Hong Kong market. Its client base likely consists of retail or small institutional investors given its modest scale. The firm operates as a niche local securities house with a limited product and service offering.

9
Total licensed
3
Currently active
6
Arrivals tracked
3
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

Where talent goes

Destination firms · departures 2003–present

Regulated activities

RA1 · Dealing in Securities

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
3

People

Active SFC licences
Name CE# Joined
LAW Kin Shing 羅健城
Dealing
BTV4492025-07-22
LO Chi Man 羅志文
Dealing
AJB6492018-05-10
TANG Wai Yi 鄧惠儀
Dealing
AJM6602017-04-06