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Broker-DealerActive

Afflux Securities Limited

上高證券有限公司

12
Total licensed
3
Currently active
8
Arrivals tracked
7
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

1Aevitas Securities Limited1
2Awaken Thunder Capital Limited1
3Bank of China1
4Delta Asia Financial1
5Delta Asia Wealth Management1
6Open Securities Limited1
7Promising Securities1
8Suncorp Securities Limited1

Where talent goes

Destination firms · departures 2003–present

1AP Capital Management1
2BMI Funds Management Limited1
3Precision Securities1
4Ruifeng Securities Limited1
5Skydog Ventures Limited1
6Soteria Asset Management1
7The Core Securities Company Limited1

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
2

People

Active SFC licences
Name ↕CE# ↕Joined ↓
ZHOU Heng 周恒
Dealing
BWJ9942025-07-23
CHEN Xiaofang 陳曉芳
DealingAdvisingAsset Mgmt
ARG4122017-11-28

Top competitors by talent overlap

1Magpie Securities Limited4.92Ninety One4.93Halcyon Securities4.84MC Financial Services4.75APG Investments Asia Limited4.76Manulife4.77United Zone Investment Limited4.78Midas Securities Limited4.79Aevitas Securities Limited4.610CIS Securities Asset Management4.6