SSFC Flows
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Broker-DealerActive

ASA Securities

富國證券有限公司

66
Total licensed
9
Currently active
49
Arrivals tracked
33
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on Securities

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
1
🇭🇰Hong Kong
1

People

Active SFC licences
Name CE# Joined
NGAI Tak Shun 倪德順
Dealing
AMN8312023-01-05
LIU Xin 劉欣
Dealing
BOD6142019-03-27