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ASA Securities

富國證券有限公司

ASA Securities is a Hong Kong broker-dealer licensed for dealing in securities and futures contracts, as well as advising on securities, offering a combined equities and derivatives trading and advisory service. The firm serves clients seeking brokerage execution across both cash equity and futures markets, likely targeting retail and professional investors. Its advisory licence for securities suggests it also provides investment recommendations alongside its trading services. ASA Securities operates as a mid-sized, multi-asset brokerage within the Hong Kong financial market.

69
Total licensed
4
Currently active
51
Arrivals tracked
34
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in FuturesRA4 · Advising on Securities

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
3
🇨🇳China
1

People

Active SFC licences
Name CE# Joined
NG Yuen Ki 吳琬琪
DealingAdvising
BFB0962025-11-25
NGAI Tak Shun 倪德順
Dealing
AMN8312023-01-05
LEE Kam Kuen 李錦權
DealingAdvising
BJD6082022-07-21
LIU Xin 劉欣
Dealing
BOD6142019-03-27