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Broker-DealerActive

Asia Investment Research Limited

亞洲投資研究有限公司

12
Total licensed
2
Currently active
8
Arrivals tracked
5
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

1CITIC Securities2
2Asia Investment Management Limited1
3Fortune Hill Asset Management1
4Greenland Asia Securities1
5Lloyds TSB Pacific1
6Piper Jaffray1
7Silver Grant International Capital Management1

Where talent goes

Destination firms · departures 2003–present

1Asia Investment Management Limited2
2Mango Financial1
3Monmonkey Group Asset Management1
4Regal Portfolio Management1

Regulated activities

RA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
2

People

Active SFC licences
Name ↕CE# ↕Joined ↓
TSE Wing Keung 謝永強
AdvisingAsset Mgmt
ACJ3202018-10-08
LEE Mei Chi 李美芝
AdvisingAsset Mgmt
ALL2052016-09-22

Top competitors by talent overlap

1Asia Investment Management Limited6.92Asia Pacific Investment Advisors6.23Asian Capital Partners5.84Asian Infrastructure Fund Advisers5.75ACM Asia Limited5.76Go-To-Asia Investment Limited5.67Japan Asia Asset Management Limited5.68Asia Insurance (Pensions Fund) Limited5.69First Eastern Investments Limited5.510China Assets Investment Management5.5