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China Assets Investment Management

中國資本投資管理有限公司

China Assets Investment Management is a Hong Kong-based investment firm licensed by the SFC for advising on securities, advising on corporate finance, and asset management. The firm's name suggests a primary focus on China-related investment opportunities, offering portfolio management, securities advisory, and corporate finance advisory services. Its client base likely includes investors seeking exposure to Chinese assets as well as corporates requiring strategic advisory for Greater China capital markets transactions. The addition of a corporate finance advisory licence enables it to advise on IPOs, M&A, and other capital market activities alongside its investment management function.

10
Total licensed
3
Currently active
2
Arrivals tracked
2
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

Where talent goes

Destination firms · departures 2003–present

Regulated activities

RA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
2
🇨🇳China
1

People

Active SFC licences
Name CE# Joined
LAU On Kwok 劉安國
AdvisingCorp FinanceAsset Mgmt
AFJ6802019-01-24
GU Zheng 顧諍
AdvisingCorp FinanceAsset Mgmt
BAE2072015-09-15
CHAN Sau Mei 陳秀媚
AdvisingCorp FinanceAsset Mgmt
APJ5582007-09-11