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Aurora Borealis Investment Services Limited

北極光證券投資服務有限公司

7
Total licensed
4
Currently active
5
Arrivals tracked
3
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

Where talent goes

Destination firms · departures 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
2

People

Active SFC licences
Name CE# Joined
CHAN Wai Ki, Joffee 陳慧琪
DealingAsset Mgmt
AZN5682018-09-24
LAU Shek Yuen, Simon 劉錫源
DealingAdvisingAsset Mgmt
ADW6462016-05-18