SSFC Flows
← All firms
OtherActive

Aurora Borealis Investment Services Limited

北極光證券投資服務有限公司

Aurora Borealis Investment Services Limited is a small Hong Kong-based financial services firm holding SFC licences for dealing in securities, advising on securities, and asset management. This multi-licence structure enables the firm to offer brokerage execution, investment advisory, and portfolio management services under one platform. Its client base likely includes high-net-worth individuals and small institutional clients seeking comprehensive investment solutions. The firm operates as a boutique full-service investment house in the Hong Kong market.

7
Total licensed
3
Currently active
5
Arrivals tracked
3
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

Where talent goes

Destination firms · departures 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
3

People

Active SFC licences
Name CE# Joined
CHAN Wai Ki, Joffee 陳慧琪
DealingAsset Mgmt
AZN5682018-09-24
NG Ho Yin 吳浩賢
DealingAdvisingAsset Mgmt
BAI1112018-02-02
LAU Shek Yuen, Simon 劉錫源
DealingAdvisingAsset Mgmt
ADW6462016-05-18