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Carrier Stock Investment Company Limited

嘉利證券投資有限公司

Carrier Stock Investment Company Limited is a small, diversified financial services firm holding licences across securities dealing, securities advisory, corporate finance advisory, and asset management. The firm likely generates revenue from a combination of brokerage execution, investment advisory mandates, corporate finance transactions, and discretionary portfolio management. Its client base likely spans retail investors, high-net-worth individuals, and small corporates seeking capital markets services. The breadth of its licences suggests ambitions to serve clients across multiple financial service needs despite its boutique size.

10
Total licensed
6
Currently active
0
Arrivals tracked
0
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

No data

Where talent goes

Destination firms · departures 2003–present

No data

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
6

People

Active SFC licences
Name CE# Joined
HO Ting Sik 何廷錫
DealingAdvisingCorp FinanceAsset Mgmt
AAA5382003-04-01
HO Kin Tak, Winfred 何健德
DealingAdvisingCorp FinanceAsset Mgmt
AAA5472003-04-01
TSE Wai Kit, David 謝煒杰
DealingAdvisingCorp FinanceAsset Mgmt
ABA3672003-04-01
CHAN Kwok Jui 陳國銳
DealingAdvisingCorp FinanceAsset Mgmt
ABB4812003-04-01
HO Po King, Patty 何寶琼
DealingAdvisingCorp FinanceAsset Mgmt
ABT8082003-04-01
CHEUNG King Chun 章琼珍
DealingAdvisingCorp FinanceAsset Mgmt
ABW9712003-04-01