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Morton Securities

萬基證券有限公司

Morton Securities is a Hong Kong-based boutique securities firm holding licences across dealing, advisory, corporate finance, and asset management, positioning it as a mid-range full-service operation. The firm likely engages in securities brokerage for clients, provides investment and corporate finance advisory services including capital markets transactions, and manages discretionary portfolios. Its client base likely spans professional investors, high-net-worth individuals, and small to mid-cap corporates seeking capital-raising or advisory support. The broad licence coverage allows the firm to generate revenues from multiple business lines within a single entity structure.

16
Total licensed
6
Currently active
14
Arrivals tracked
4
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
4
🇨🇳China
2

People

Active SFC licences
Name CE# Joined
CHENG KA HING 鄭嘉鑫
Dealing
BWB7552025-03-24
CHENG FENG 成峰
DealingAsset Mgmt
BVK5742024-11-04
YAM Hang Fai 任恒輝
DealingAdvisingAsset Mgmt
APW6382024-10-31
LIN Shuli 林書力
DealingAdvisingAsset Mgmt
BEG0562023-09-26
CHUANG Shu Yan 莊樹人
Dealing
BBE3772019-02-11
CHEUNG Chor Yu 張礎宇
DealingAsset Mgmt
AJE7612018-09-19