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CFC Securities Limited

CFC Securities Limited is a Hong Kong securities firm holding comprehensive SFC licences for dealing in securities, securities advisory, corporate finance advisory, and asset management. The firm operated as a full-service securities house, offering brokerage, advisory, and corporate finance services to retail and corporate clients. With no currently active licensed persons, the firm appears to have ceased operations. Such full-licence local brokers typically served a mix of individual investors and small-to-mid-cap listed companies.

14
Total licensed
0
Currently active
2
Arrivals tracked
6
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

Where talent goes

Destination firms · departures 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

People

Active SFC licences

No data available