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Broker-DealerActive

China Rise Securities

華晉證券資產管理有限公司

31
Total licensed
6
Currently active
22
Arrivals tracked
14
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Top 8 of 19

Source firms · arrivals 2003–present

1Emperor Futures Limited2
2Emperor Securities Limited2
3Emperor Asset Management2
4Wing Fung Securities Limited1
5SynerWealth Financial Limited1
6STI Asset Management Limited1
7Rhine Asset Management Company Limited1
8Gransing Securities1

Where talent goes

Top 8 of 12

Destination firms · departures 2003–present

1MFG Limited3
2313 Capital Management1
3Arta Global Markets1
4Canfield Securities Company Limited1
5China Silver Bullet Securities1
6China Yinsheng International Securities Limited1
7CLC Asset Management1
8Corporate Brokers1

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
3

People

Active SFC licences
Name ↕CE# ↕Joined ↓
YAU Ka Yan Kathleen 邱嘉茵
AdvisingAsset Mgmt
BJY4912026-01-26
YEUNG Chi Kai 楊智佳
DealingAdvising
BXF1862025-12-23
FUNG Wang Yuen 馮宏遠
DealingAdvisingAsset Mgmt
BBW2302019-09-05

Top competitors by talent overlap

1Rising Securities Limited6.02Raising International Securities Limited5.73China Zhong Sheng Securities Limited5.74Changchun Securities Limited5.65China Shandong International Asset Management Limited5.66China Sunrise Asset Management Limited5.67China Shenghai Investment Management Limited5.68Shanghai Securities5.69China Silver Bullet Securities5.510Guangdong Capital Securities Limited5.5