De Riva Asia is a Hong Kong-based broker-dealer licensed for dealing in both securities and futures contracts, suggesting it provides multi-asset trading and execution services. The firm likely serves institutional and professional investors requiring access to Hong Kong and regional equities as well as derivatives markets. Its relatively lean operational profile points to a boutique or mid-sized trading intermediary focused on execution rather than broader advisory services. De Riva Asia may also be connected to systematic or quantitative trading strategies given its dual securities and futures dealing focus.
Licensed headcount
Active licence holders · monthly snapshot
Where talent comes from
Top 8 of 20Source firms · arrivals 2003–present
Where talent goes
Top 8 of 18Destination firms · departures 2003–present
Regulated activities
Country of origin · active staff
Inferred from name · current members only
People
| Name ↕ | CE# ↕ | Joined ↓ | |
|---|---|---|---|
| LEE Pak San Jonathan 李柏燊 DealingFutures | AWI077 | 2025-05-02 | |
| HADDAD Eve Alice DealingFutures | BPC749 | 2025-05-02 | |
| TAM Ying Mary 譚瑩 Dealing | BBL208 | 2023-03-31 | |
| LEE Ka Hei Futures | BKQ236 | 2021-12-22 | |
| HO Tsz Chun 何梓臻 DealingFutures | BMX819 | 2018-08-03 | |
| LAI Chak On 黎澤安 DealingFutures | ACF328 | 2017-10-30 | |
| LAU Ming Yeung, Lambert 劉名揚 DealingFutures | AGP157 | 2017-08-29 | |
| NG Yu Fai 吳宇輝 DealingFutures | AMJ712 | 2013-07-22 | |
| CHOI Man Ho 蔡文豪 DealingFutures | ANU921 | 2013-03-15 |
Top competitors by talent overlap
Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.