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De Riva Asia

De Riva Asia is a Hong Kong-based broker-dealer licensed for dealing in both securities and futures contracts, suggesting it provides multi-asset trading and execution services. The firm likely serves institutional and professional investors requiring access to Hong Kong and regional equities as well as derivatives markets. Its relatively lean operational profile points to a boutique or mid-sized trading intermediary focused on execution rather than broader advisory services. De Riva Asia may also be connected to systematic or quantitative trading strategies given its dual securities and futures dealing focus.

68
Total licensed
9
Currently active
58
Arrivals tracked
37
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in Futures

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
8
🇫🇷France
1

People

Active SFC licences
Name CE# Joined
LEE Pak San Jonathan 李柏燊
DealingFutures
AWI0772025-05-02
HADDAD Eve Alice
DealingFutures
BPC7492025-05-02
TAM Ying Mary 譚瑩
Dealing
BBL2082023-03-31
LEE Ka Hei
Futures
BKQ2362021-12-22
HO Tsz Chun 何梓臻
DealingFutures
BMX8192018-08-03
LAI Chak On 黎澤安
DealingFutures
ACF3282017-10-30
LAU Ming Yeung, Lambert 劉名揚
DealingFutures
AGP1572017-08-29
NG Yu Fai 吳宇輝
DealingFutures
AMJ7122013-07-22
CHOI Man Ho 蔡文豪
DealingFutures
ANU9212013-03-15