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Broker-DealerActive

Five States Capital Resources Limited

五洲資本有限公司

16
Total licensed
1
Currently active
10
Arrivals tracked
10
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Top 8 of 10

Source firms · arrivals 2003–present

1China Finance Holdings Limited1
2CIS Securities Asset Management1
3Finet Securities1
4GEO Securities Limited1
5GT Asset & Portfolio Management1
6Imperium International Asset Management Limited1
7OnePlatform Asset Management Limited1
8Pacific Crest Partners Limited1

Where talent goes

Top 8 of 10

Destination firms · departures 2003–present

1AEM Asset Management1
2Asia Cornerstone Asset Management1
3Baiyi Capital1
4China Alpha Fund Management1
5Infinitus Partners Asset Management Limited1
6One Heritage Capital Management Limited1
7Protocol Asset Management1
8Sheng Yuan1

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
1
🇭🇰Hong Kong
1

People

Active SFC licences
Name ↕CE# ↕Joined ↓
Wong Fung Ling 黃鳳玲
AdvisingAsset Mgmt
BSZ0102024-08-21
DING Zhiyao 丁智耀
AdvisingAsset Mgmt
BJZ2532024-04-08

Top competitors by talent overlap

1Solomon Capital Management5.52OF Capital5.53D&R International Capital Management5.54Inter Capital Resources Limited5.55Capital Global Management Limited5.56Frontier Capital Management5.47Yellow River Global Capital Limited5.48Keystone Capital Limited5.493 Capital Partners5.410Initial Capital Securities Limited5.4