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Five States Capital Resources Limited

五洲資本有限公司

Five States Capital Resources Limited is a small Hong Kong-based financial services firm holding licences for dealing in securities, advising on securities, and asset management, indicating a broad but boutique service offering. The firm likely provides securities brokerage, investment advisory, and portfolio management services to a limited client base, possibly high-net-worth individuals or small institutions. With minimal current active personnel, the firm appears to operate in a reduced capacity. It is typical of smaller independent Hong Kong intermediaries serving niche client segments.

18
Total licensed
3
Currently active
10
Arrivals tracked
10
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
2
🇭🇰Hong Kong
1

People

Active SFC licences
Name CE# Joined
Wong Fung Ling 黃鳳玲
AdvisingAsset Mgmt
BSZ0102024-08-21
DING Zhiyao 丁智耀
AdvisingAsset Mgmt
BJZ2532024-04-08
WANG Yu 王宇
DealingAdvisingAsset Mgmt
BHK8722018-04-16