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Broker-DealerActive

Golden Mountain Financial

金山金融有限公司

28
Total licensed
5
Currently active
31
Arrivals tracked
15
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Top 8 of 20

Source firms · arrivals 2003–present

1Yue Xiu Futures2
2Phillip Securities2
3Phillip Capital2
4Oriental Wealth Securities Limited2
5Oriental Wealth Futures2
6ADMIS1
7Centaline Securities1
8Wing Fung Securities Limited1

Where talent goes

Top 8 of 15

Destination firms · departures 2003–present

1Arta Global Futures Limited1
2Celestial Securities1
3First Shanghai Securities1
4Future Growth Financial Services Limited1
5GF Securities1
6Guoyuan Securities1
7Hao Tian International Futures Limited1
8Holly International Financial Holdings Limited1

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in Futures

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
1

People

Active SFC licences
Name ↕CE# ↕Joined ↓
YU Lu 余璐
DealingFutures
BDH5162014-10-22

Top competitors by talent overlap

1Golden Hen Securities and Futures5.82Mizuho Financial Group5.63Market Securities (Hong Kong)5.54Realord Asia Pacific Securities Limited5.45OTCex Hong Kong Limited5.46Grandly Financial Services5.37Baillie Gifford5.38Liquid Capital Markets Hong Kong5.39T G Securities Limited5.310Hongkong Yifu International Futures Limited5.3