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Golden Mountain Financial

金山金融有限公司

Golden Mountain Financial is a Hong Kong-based brokerage firm holding licences for dealing in securities and dealing in futures contracts, providing equity and derivatives trading services. The firm serves retail and high-net-worth clients, likely with a focus on Chinese-speaking investors seeking access to Hong Kong and international capital markets. Revenue is primarily derived from brokerage commissions on securities and futures transactions. The firm operates as a small, specialist broker with a limited but active team of licensed representatives.

29
Total licensed
4
Currently active
31
Arrivals tracked
15
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA2 · Dealing in Futures

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
2
🇭🇰Hong Kong
2

People

Active SFC licences
Name CE# Joined
WONG Yuen Yu 黃婉瑜
DealingFutures
BCN5872019-06-06
YU Lu 余璐
DealingFutures
BDH5162014-10-22
YIP Yiu Kei 葉耀基
DealingFutures
AOI9812012-06-11
CHENG Lijun 程立軍
DealingFutures
ASD3492012-04-18