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Guotai Global Investments

國泰全球投資管理有限公司

Guotai Global Investments is the Hong Kong-based subsidiary of Guotai Junan Securities, one of China's largest and most prominent state-owned investment banks. The firm holds SFC licences for dealing in securities, advising on securities, and asset management, supporting a broad range of brokerage, advisory, and fund management activities for clients accessing Hong Kong and international capital markets. Its client base includes mainland Chinese institutional investors, corporates, and high-net-worth individuals as well as global institutional investors seeking exposure to Chinese markets. As part of the Guotai Junan group, it plays a key role in the parent's international expansion and cross-border capital markets strategy.

22
Total licensed
14
Currently active
7
Arrivals tracked
4
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent goes

Destination firms · departures 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
9
🇭🇰Hong Kong
5

People

Active SFC licences
Name CE# Joined
LI Yanfu 李彦甫
DealingAdvisingAsset Mgmt
BXN4482026-03-11
ZHANG Ronghe 張容赫
DealingAdvisingAsset Mgmt
BXA0952025-12-23
LU Jingwei 陸經緯
DealingAdvisingAsset Mgmt
BWV8472025-10-31
ZHU Dan 朱丹
DealingAdvisingAsset Mgmt
BPU9662025-08-27
WU Kefan 吳可凡
DealingAdvisingAsset Mgmt
BWB5992025-04-16
LIANG Xing 梁杏
DealingAdvisingAsset Mgmt
BVO6052025-03-12
ZHAO Jiayin 趙佳音
DealingAdvisingAsset Mgmt
BJZ2802024-03-13
LAU King Yan 劉璟欣
DealingAdvisingAsset Mgmt
BOI9542023-11-28
ZHANG Yiyao 张懿瑶
DealingAdvisingAsset Mgmt
BUG0532023-11-28
JIANG Zhengtai 姜征泰
DealingAdvisingAsset Mgmt
BGX5732022-05-06
WENG Ketong 翁可通
DealingAdvisingAsset Mgmt
BIM6562022-01-06
CONG Cong 叢叢
DealingAdvisingAsset Mgmt
BQP8992021-03-08
GU Wanru 谷婉茹
DealingAdvisingAsset Mgmt
BNY0432018-12-31
ZHOU Xiangyong 周向勇
DealingAdvisingAsset Mgmt
BFJ7292015-08-19