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Roofer Securities Limited

路華證券有限公司

Roofer Securities Limited is a Hong Kong boutique financial services firm licensed for dealing in securities, advising on securities, corporate finance advisory, and asset management. The firm offers a broad range of services including equity brokerage, investment advisory, corporate transactions support, and portfolio management. Its client base likely includes small-to-mid-cap corporates seeking advisory services, as well as retail and high-net-worth individual investors. The firm operates with a modest active team, suggesting it functions as a small independent advisory and brokerage house.

38
Total licensed
10
Currently active
24
Arrivals tracked
11
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
5
🇭🇰Hong Kong
4

People

Active SFC licences
Name CE# Joined
YU Yang 于洋
DealingAdvising
BXO4992026-04-08
SHI Lei 石磊
DealingAdvising
BIE8892025-12-09
CHEN Xuanren 陳宣任
DealingAdvising
BOK8822025-11-17
CHEN Daqi 陳達祺
DealingAdvising
BHN9862025-09-01
GUO Sijing 郭思靜
DealingAdvising
AZR3002024-06-18
CHAN Kin Wah 陳健華
DealingAdvising
ABL9242024-04-08
LUN Carrie 倫緦潣
DealingAdvising
AIR7002024-04-03
LI Xunming 李迅明
DealingAdvising
BFX7302023-06-14
SEE Ting Hing, Mary 施庭卿
DealingAdvisingCorp FinanceAsset Mgmt
ABM0972003-04-01
FUNG Chi Kin 馮智堅
DealingAdvisingCorp FinanceAsset Mgmt
ADX4862003-04-01

Top competitors by talent overlap

Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.