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Joy Rich Securities Investment Limited

海富證券投資有限公司

Joy Rich Securities Investment Limited is a Hong Kong-based securities firm licensed for dealing in securities and advising on securities. The firm provides equity brokerage and investment advisory services to its clients, likely focusing on Hong Kong and Greater China-listed equities. Its client base likely comprises retail investors and high-net-worth individuals seeking both execution and advisory support. The firm operates as a mid-sized local broker with a combined dealing and advisory service offering.

16
Total licensed
8
Currently active
11
Arrivals tracked
3
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on Securities

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
8

People

Active SFC licences
Name CE# Joined
NG Siu Wai 伍兆煒
Dealing
AAA0142025-12-05
WONG Wai Hong 王為康
DealingAdvising
ACZ5262020-10-09
WONG Ming Kwan Clement 汪銘坤
Dealing
AVZ7762019-06-21
LAM Tze Lok 林子樂
DealingAdvising
AUC9242019-06-05
LAU Wai Ting 劉偉停
DealingAdvising
AWQ0772017-09-05
CHAN Tsz Lap 陳自立
Dealing
AVD7022017-08-28
HO Shu Shun 何樹信
DealingAdvising
AGV0812017-04-25
CHAN Henry 陳亨利
DealingAdvising
AMR2042017-04-25