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CTBC Financial Holding

中國信託綜合證券(香港)有限公司

CTBC Financial Holding's Hong Kong operation represents the offshore arm of CTBC Financial Holding Co., one of Taiwan's largest privately-owned financial groups, encompassing banking, securities, and insurance. Licensed for securities dealing, advising, corporate finance, and asset management, the Hong Kong entity provides investment banking, securities brokerage, and wealth management services to corporate and institutional clients. The firm primarily serves Taiwanese corporations and high-net-worth individuals looking to access Hong Kong and international capital markets. CTBC's Hong Kong presence is a key part of its Asia-Pacific expansion strategy.

91
Total licensed
14
Currently active
32
Arrivals tracked
29
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
8
🇨🇳China
3
🇹🇼Taiwan
3

People

Active SFC licences
Name CE# Joined
YANG Zexia 杨泽夏
DealingAsset Mgmt
BVO2262026-02-12
ZHANG Mingcong 张明聪
DealingAdvisingAsset Mgmt
BVN3012025-11-03
CHEN Sz Ing 陳思穎
DealingAdvising
BWP6482025-08-08
CHEN Tien Yu 陳天宇
DealingAdvising
BWI7702025-06-20
LIU Hsiu Shuo 劉修碩
DealingAdvising
BWH9462025-06-16
LIN Hao Wei 林豪威
Asset Mgmt
AXL0892024-08-23
ZHANG Chi 張馳
Corp Finance
BRP9202024-05-27
YANG Jr-kai 楊之凱
DealingAdvisingAsset Mgmt
BTA3332022-10-07
LAI Tsao Lung 賴朝隆
DealingAdvisingAsset Mgmt
AMR8112022-07-28
WANG Tsai Yun 王彩雲
DealingAdvising
ARF6942019-04-12
YEN Chun-Hsien 顏君憲
DealingAdvisingAsset Mgmt
BJI2502018-05-08
YIP Matthew Shu Shun 葉樹信
DealingAdvisingAsset Mgmt
BIL9402017-05-29
CHENG Wei-Chih 鄭偉智
DealingAdvisingAsset Mgmt
AKJ1812016-02-16
CHOU Shi Chung 周世昌
DealingCorp Finance
AEJ6202004-08-19