SSFC Flows
← All firms
Broker-DealerActive

M&G Investments

70
Total licensed
9
Currently active
29
Arrivals tracked
12
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on Securities

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
4
🇰🇷South Korea
2
🇬🇧United Kingdom
1
🇹🇼Taiwan
1

People

Active SFC licences
Name CE# Joined
ROH Hyun Joon
Advising
BTG8232025-09-01
LIAO Jung Tsen 廖容岑
DealingAdvising
ARG7322025-02-17
WONG Cheuk Hei 黃卓熙
DealingAdvising
BLR6692025-01-03
WONG Cheuk Yen Kristy 黃琸殷
DealingAdvising
AXN0252024-11-04
SHAM Shiu Him Henry 岑劭謙
DealingAdvising
BOG8962024-10-17
CHIU Te Fen 邱德芬
DealingAdvising
BSI5252024-09-13
KANG Tae Jong 姜太鐘
DealingAdvising
BCB4482020-12-14
WADLE John Allen
DealingAdvisingAsset Mgmt
AGS4542020-08-03