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GCM Investments

GCM Investments is a Hong Kong-based investment firm licensed by the SFC for dealing in securities and advising on securities. The firm provides securities brokerage and investment advisory services, generating revenue through commissions and advisory fees. Its client base likely includes retail investors, high-net-worth individuals, and smaller institutional clients seeking securities market access and guidance. The firm operates as a boutique broker-advisor in Hong Kong's competitive securities market.

22
Total licensed
9
Currently active
10
Arrivals tracked
7
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on Securities

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
4
🇭🇰Hong Kong
3
🇬🇧United Kingdom
1
🇰🇷South Korea
1

People

Active SFC licences
Name CE# Joined
PU Aaron Alexander 蒲仁
DealingAdvising
BVT6202025-02-13
LI Jialing 李佳玲
DealingAdvising
BVI8382024-09-16
LI Yuhan 李鈺涵
DealingAdvising
BRW1562022-12-23
ZHANG Yanghao 張洋昊
DealingAdvising
BSZ8232022-10-24
PEARSON Scott Wilson
DealingAdvising
BPK2972020-03-03
ZHENG Boqing 鄭博卿
DealingAdvising
BFE5872017-01-09
WANG Xia 王夏
DealingAdvising
AXD6892014-05-16
HAN Insoo 韓寅洙
DealingAdvising
AXQ3632014-05-16
HAN Wing Yan, Theresa 幸詠恩
DealingAdvising
AGP1582014-05-07