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Stifel Financial

Stifel Financial is the Hong Kong presence of Stifel Financial Corp., a prominent US-based full-service investment bank and brokerage firm headquartered in St. Louis, Missouri. The Hong Kong entity is licensed for dealing in securities, supporting the firm's institutional equity sales, research distribution, and cross-border capital markets activities in Asia. Its client base primarily consists of institutional investors, asset managers, and corporate clients seeking access to Stifel's equity research and execution capabilities. Stifel has grown significantly through acquisitions and is recognized as one of the leading mid-market investment banks in the United States.

21
Total licensed
5
Currently active
8
Arrivals tracked
6
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent goes

Destination firms · departures 2003–present

Regulated activities

RA1 · Dealing in Securities

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
3
🇨🇳China
1
🇰🇷South Korea
1

People

Active SFC licences
Name CE# Joined
YEUNG Jason Kwan Lun 楊崑崙
Dealing
BQM8962022-05-10
YEUNG Lok Yiu Kelly 楊樂堯
Dealing
BOS2462022-02-22
LEE Jonathan 李嘉爵
Dealing
BGM2392022-01-28
ZHU Yihan 朱亦涵
Dealing
BQO4722020-12-15
KIM Jung-su
Dealing
BOK3362019-06-03