SSFC Flows
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Asset ManagerActive

Nuveen

30
Total licensed
18
Currently active
17
Arrivals tracked
6
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
12
🇨🇳China
2
🇬🇧United Kingdom
1
🇰🇷South Korea
1

People

Active SFC licences
Name CE# Joined
CHU Kwan Pik Charlotte 朱君璧
DealingAdvising
BWI3572025-06-16
LAM Wing Shuen 林泳鏇
DealingAdvising
ALQ1642024-10-31
CHANG Linlin 張玲菱
DealingAdvising
APK3662024-10-02
WANG Xiao 王笑
DealingAdvising
BGV4842024-07-23
HUI Shing Hon 許承瀚
DealingAdvising
BUP7032024-02-01
KOO Bon Soo
DealingAdvising
BOR6452024-01-26
TANG Lok Yi 鄧樂宜
DealingAdvising
BTY0672023-07-14
CAMERON Mark William 甘穆仁
DealingAdvising
BTB1282022-10-27
LAM Wan Yeung, Carol 林韻洋
DealingAdvising
AOQ8112022-08-19
CHUNG KAI MAN 鍾啟文
DealingAdvising
BSI3532022-04-27
CHOW Tsz Yan 周芷恩
DealingAdvising
BSG3742022-03-23
CHAN David Hantang 陳漢唐
DealingAdvising
ATH9212021-11-12
KWOK Man Sin 郭文倩
DealingAdvising
AYJ7142021-07-27
LEE-TONG Chi Wai, Georgette 唐李之慧
DealingAdvising
BEV7452019-12-09
CHUNG Sin Wai 鍾蒨蔚
DealingAdvising
BEN5802019-04-12
KAVANAGH Louise Margaret
DealingAdvisingAsset Mgmt
APJ8512017-11-27