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Private EquityActive

Oaktree Capital

Oaktree Capital is the Hong Kong office of Oaktree Capital Management, a globally renowned alternative investment manager founded by Howard Marks and headquartered in Los Angeles. The firm specialises in credit-oriented strategies including distressed debt, high-yield bonds, convertible securities, and private credit, with its Hong Kong operations focusing on Asian credit and special situations. Oaktree serves institutional clients including pension funds, sovereign wealth funds, endowments, and insurance companies. The firm is majority-owned by Brookfield Asset Management following a transaction completed in 2019.

81
Total licensed
20
Currently active
33
Arrivals tracked
22
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Top 8 of 20

Source firms · arrivals 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
6
🇭🇰Hong Kong
6
🇰🇷South Korea
3
🇺🇸United States
2
🇫🇷France
1
🇬🇧United Kingdom
1
🇮🇪Ireland
1

People

Active SFC licences
Name CE# Joined
FREEMAN Tracy Taray
Dealing
BCZ9302026-03-30
JOUBERT Philippe
Dealing
BWS2182025-08-29
O'SULLIVAN James Anthony
DealingAdvising
BWN5622025-07-22
LEE Woohyun
Dealing
BPT3652024-12-18
YANG Sensen 楊森森
DealingAdvising
BUR1412024-06-21
PANG Tsz Wai 彭梓維
Dealing
BOS8072023-11-08
LI Xinwei 李馨瑋
Dealing
BQA8982023-10-25
HAN Feng 韓峰
DealingAdvisingAsset Mgmt
AZR5742023-06-14
CHAN Yuen Yu 陳沅妤
DealingAdvising
BTV5222023-06-12
CARROLL III Francis Joseph
DealingAdvisingAsset Mgmt
BQB5352020-10-05
WARDROP-SZILAGYI Allan Clement Simpson
DealingAdvising
BPX5652020-08-14
AU Shuk Yan 區淑炘
DealingAdvising
BIZ3112020-06-11
KIM Jin Soo 金辰洙
Dealing
BOU7492019-10-08
BLEHAUT Gabriel Rong Yun 高榮雲
DealingAdvising
BNM1732018-10-03
KOOK Soonwoong
Dealing
AMJ9942018-08-06
WU Benjamin 烏嘉駿
DealingAdvising
BEA6822017-10-26
LI Zhengyi 李正逸
DealingAdvisingAsset Mgmt
APJ9942014-08-01
CHAO Hanting 巢瀚婷
Dealing
AQW5912011-07-05
CHANG I-To Edward 張一多
AdvisingAsset Mgmt
AFZ4042010-05-24
HO Samantha Beverly 何詩慧
Dealing
ASP0372009-03-25

Top competitors by talent overlap

Score combines talent flow volume, regulatory activity overlap (Jaccard), and business similarity (embeddings). Higher = more competitive overlap.