SSFC Flows
← All firms
Broker-DealerActive

Ord Minnett

24
Total licensed
7
Currently active
10
Arrivals tracked
5
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent goes

Destination firms · departures 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇬🇧United Kingdom
2
🌐RS
1
🇺🇸United States
1

People

Active SFC licences
Name CE# Joined
WALLER Brett Morris
DealingAdvisingAsset Mgmt
BNY6512019-02-15
MOORE Christopher David
DealingAdvising
BNY2572018-12-24
VUJASINOVIC Vlada
DealingAdvisingAsset Mgmt
BLN6772017-11-20
DONOVAN Michael Joseph
DealingAdvising
AMQ6452014-04-16