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Broker-DealerActive

Pando Finance Limited

潘渡有限公司

19
Total licensed
7
Currently active
20
Arrivals tracked
13
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Top 8 of 20

Source firms · arrivals 2003–present

1AA Investment Management1
2Alex KY Wong Asset Management Company Limited1
3Zenith Innovation Financial Group Limited1
4Venture Smart Asia1
5Upmax Securities1
6Selina & Co. Limited1
7Renascence Capital1
8One Heritage Capital Management Limited1

Where talent goes

Top 8 of 13

Destination firms · departures 2003–present

1AA Investment Management1
2BC Global Asset Management Limited1
3Capital Management Limited1
4Cathay Securities1
5China Asset Management1
6Doo Financial HK Limited1
7Eternity Growth Asset Management Limited1
8Infini Capital Management Limited1

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
4
🇭🇰Hong Kong
1

People

Active SFC licences
Name ↕CE# ↕Joined ↓
HUANG Tao 黃轁
DealingAdvisingAsset Mgmt
AXA2002026-03-18
WU Jinhao 吳晋豪
DealingAdvisingAsset Mgmt
BVA8892026-03-11
SUN Yumeng 孫雨朦
DealingAdvisingAsset Mgmt
BME5392025-04-01
CHAN Ka Shing 陳嘉成
DealingAdvisingAsset Mgmt
BSS6132023-02-14
REN Junfei 任駿菲
DealingAdvisingAsset Mgmt
BSQ4222022-10-27

Top competitors by talent overlap

1Doo Financial HK Limited5.32Fengde Capital5.13Solomon Capital Management5.04Golden Asset Management5.05Tongfang Securities5.06C. Xin Asset Management Limited5.07Eternity Growth Asset Management Limited5.08Great Wall Pan Asia Asset Management4.99FinPro Asset Management Limited4.910Wan Lung Securities4.9