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Broker-DealerActive

Pearl International Securities Limited

尚源國際證券有限公司

6
Total licensed
3
Currently active
7
Arrivals tracked
5
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

1Alpha Win Capital Limited1
2Amrita Capital Limited1
3Apollo Asset Management1
4China Minsheng Bank1
5CMBC International1
6Guolian Securities1
7Yan Yun Family Office (HK) Limited1

Where talent goes

Destination firms · departures 2003–present

1Alpha Nova Capital Management Limited1
2Ascendant Asset Management1
3Mega Global Securities Limited1
4Puming Securities Limited1
5PURPLE LEGEND (HK) LIMITED1

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
2
🇭🇰Hong Kong
1

People

Active SFC licences
Name ↕CE# ↕Joined ↓
WONG Ka Chun 黃家俊
DealingAdvisingAsset Mgmt
BAI7612024-09-30
GUO Qianyu 郭倩瑜
DealingAdvisingAsset Mgmt
BVD6132024-09-24
LIU Xiaotian 劉笑天
DealingAdvisingAsset Mgmt
BUM1152024-02-16

Top competitors by talent overlap

1Pacific International Securities Limited5.62Lu International (Hong Kong) Limited5.43Standard International Asset Management Limited5.34Yinhua International Capital Management Limited5.35Zhonghui International Securities Limited5.36North Beta International Securities5.37Victoria Harbour International Financial Holdings Limited5.38Hong Kong Securities5.39Yango International Financial Holdings Limited5.310Changchun Securities Limited5.2