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Pleiad Investment Advisors Limited

磊亞投資顧問有限公司

Pleiad Investment Advisors Limited is a Hong Kong-based asset management firm licensed by the SFC for discretionary asset management. The firm specialises in managing investment portfolios, likely with a focus on Asian or Greater China equities and credit markets for institutional and professional investors. Its relatively active team suggests a functioning investment management operation serving a defined client base. The name 'Pleiad', referencing the Pleiades star cluster, reflects the boutique and independent character typical of specialist investment managers in the region.

24
Total licensed
9
Currently active
17
Arrivals tracked
8
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇯🇵Japan
4
🇨🇳China
3
🇭🇰Hong Kong
2

People

Active SFC licences
Name CE# Joined
WU Philip Han Wen 吳翰文
Asset Mgmt
BOM5142025-08-01
EHARA Shin
Asset Mgmt
BUA8652023-08-18
MINAKI Tomoya
Asset Mgmt
BIW8102023-07-18
ZHENG Ruimin 鄭銳敏
Asset Mgmt
BNS3502022-07-19
WANG Dawei 王大蔚
Asset Mgmt
AWT1752021-09-10
SUN Yang 孫洋
Asset Mgmt
BAL7852021-04-21
TANIGUCHI Masaki 谷口正樹
DealingAdvisingAsset Mgmt
AOD5382014-06-13
YOSHINO Michael Stephen
DealingAdvisingAsset Mgmt
AWX4742014-06-13
LEE Kenneth Sea Leong 李思亮
DealingAdvisingAsset Mgmt
AYS1412014-06-13