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Broker-DealerActive

Prudence Investment Management

方圓基金管理(香港)有限公司

43
Total licensed
13
Currently active
13
Arrivals tracked
14
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
2
🇭🇰Hong Kong
1

People

Active SFC licences
Name CE# Joined
CHEN Fangze 陳方澤
AdvisingAsset Mgmt
BXM4682026-01-27
LI YING 李莹
AdvisingAsset Mgmt
BUT9802024-04-02
YANG Xi 楊茜
AdvisingAsset Mgmt
BRV1362021-11-26