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Broker-DealerActive

RAM Investment Advisors Limited

譽信投資管理有限公司

11
Total licensed
5
Currently active
14
Arrivals tracked
3
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Top 8 of 14

Source firms · arrivals 2003–present

1Avenue Investment Management Limited1
2BOC International1
3CITIC Securities1
4Fosun International1
5LW Asset Management Advisors1
6Neutral Financial Holding Company Limited1
7Pixiu Asset Management1
8Pureheart Capital Asia1

Where talent goes

Destination firms · departures 2003–present

1China Southern Asset Management1
2Gopher Redwoods Asset Management Limited1
3Prosper Global Asset Management Limited1

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
3
🇺🇸United States
1

People

Active SFC licences
Name ↕CE# ↕Joined ↓
YAU Yuk Hin 丘旭軒
DealingAdvisingAsset Mgmt
BVF9372025-11-07
WONG Shuk Yan 黃淑欣
DealingAdvising
BQE1132023-04-24
LIU Tsz Sum 廖芷芯
DealingAdvising
BEE8162016-02-11
WEHL Scott Gregory
DealingAdvisingAsset Mgmt
BGM1152016-01-14

Top competitors by talent overlap

1Nexus Investment Advisors5.42Mason Investment Management Limited5.33Silverhorn Investment Advisors Limited5.24Athena Wealth Management5.25Preferred Investment Advisors5.26D&R International Capital Management5.27Global Investment Advisors Limited5.28Cachet Asset Management5.19Doo Financial HK Limited5.110RP Asset Management Limited5.1