SSFC Flows
Search
← All firms
Broker-DealerInactive

Sofaer Global Research (HK) Limited

28
Total licensed
0
Currently active
9
Arrivals tracked
17
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

1RAB Capital3
2Amundi1
3Ballingal Investment Advisors1
4FrontPoint Management1
5HSBC1
6Morgan Stanley1
7Sandell Asset Management1

Where talent goes

Top 8 of 15

Destination firms · departures 2003–present

1Amundi2
2FrontPoint Management2
3Carret Private Capital Limited1
4Central Wealth Asset Management1
5China Southern Asset Management1
6Fitch Ratings1
7Hexa Asset Management1
8ICBC (Asia) Securities1

Regulated activities

RA4 · Advising on SecuritiesRA5 · Advising on FuturesRA6 · Advising on Corporate FinanceRA9 · Asset Management

People

Active SFC licences

No data available

Top competitors by talent overlap

1WTV Global Investments Management4.82RG Asset Management Company Limited4.73UFJ Investments Asia Limited4.74Fidelity International4.65SDHG International Asset Management Limited4.66Richmond Asset Management Limited4.67Haitong International4.58Cape Asset Management Limited4.59Jaguar Investment Services4.510Regent Financial Services Limited4.5