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Broker-DealerActive

Tung Yat Securities

同一證券有限公司

8
Total licensed
4
Currently active
8
Arrivals tracked
4
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

1Beevest Fortune Asset Management1
2CN First International Futures Limited1
3CN First Investment Management Limited1
4Mintai Asset Management1
5MTF Securities1
6Nerico Brothers Limited1
7Upmax Securities1
8Westock Securities International1

Where talent goes

Destination firms · departures 2003–present

1Canton Mutual Financial1
2China On Securities Limited1
3Jone Portman Limited1
4Zundiao Securities Limited1

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
2
🇨🇳China
1

People

Active SFC licences
Name ↕CE# ↕Joined ↓
LU Kai 陸愷
DealingAdvisingAsset Mgmt
BXT7622026-03-19
CHEN Shuai 陳帥
DealingAdvisingAsset Mgmt
BXG1362026-02-09
CHENG King Wai 鄭經緯
DealingAdvisingAsset Mgmt
AHR4862018-11-13

Top competitors by talent overlap

1Yau Wai International Asset Management5.72Yaw Kai Financial Group Limited5.63Changchun Securities Limited5.44Yinhua International Capital Management Limited5.45Wyndham Capital Management Limited5.36BKT Asset Management5.37Hang Tang International Capital Management Limited5.38CTW Securities Limited5.39Sun Hung Kai Capital Partners Limited5.310Jiyuan Investment Management5.2