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Whole Win / Full Win Securities

鴻運証券有限公司

Whole Win / Full Win Securities is a small Hong Kong-based securities firm holding licences for dealing in securities, securities advising, corporate finance advising, and asset management. Despite its broad licence set, the firm has a very small active team, suggesting it operates in a niche capacity or is in the early stages of building its business. The firm likely provides basic brokerage, advisory, and corporate finance services, potentially targeting small-cap companies and retail or high-net-worth investors. Its dual name may reflect a rebranding or bilingual branding strategy common among smaller Hong Kong securities firms.

21
Total licensed
2
Currently active
7
Arrivals tracked
9
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
2

People

Active SFC licences
Name CE# Joined
KWAN Hung Kay 關鴻基
Dealing
AEM2292025-12-12
LAI Mei Chun, Swana 黎美珍
DealingAdvisingCorp FinanceAsset Mgmt
AAD0812003-04-01