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Yellow River Securities

黃河證券有限公司

Yellow River Securities is a Hong Kong-licensed broker-dealer focused on dealing in securities. Likely affiliated with Yellow River Global Capital Limited, it serves as the execution arm for securities transactions, potentially focusing on Greater China equities and related markets. Its client base likely includes retail or high-net-worth investors seeking access to Hong Kong and mainland Chinese markets. The firm maintains a small but active licensed workforce.

11
Total licensed
3
Currently active
9
Arrivals tracked
5
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in Securities

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
2
🇭🇰Hong Kong
1

People

Active SFC licences
Name CE# Joined
DU Hanzhi 杜晗之
Dealing
BWF9762026-02-06
YIU Shing Wai 姚盛慧
Dealing
AAG8912020-02-03
LI Linyi 李林依
Dealing
BLE8252017-12-11