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Cheng Yam On Securities Limited

鄭任安證券有限公司

Cheng Yam On Securities Limited is a Hong Kong securities firm that held a comprehensive set of SFC licences covering Dealing in Securities, Advising on Securities, Advising on Corporate Finance, and Asset Management, indicating it operated as a full-service securities house. The firm provided brokerage, investment advisory, corporate finance, and portfolio management services, likely catering to retail and professional investors as well as corporate clients in Hong Kong. With no currently active licensed persons, the firm appears to have ceased its regulated operations. It was likely a traditional Chinese-named securities firm serving local Hong Kong and Greater China-based clients.

8
Total licensed
0
Currently active
0
Arrivals tracked
4
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

No data

Where talent goes

Destination firms · departures 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

People

Active SFC licences

No data available