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Kwan Yick Securities

均益證券(國際)有限公司

Kwan Yick Securities is a Hong Kong-based broker-dealer and financial services firm holding a broad set of SFC licences covering dealing in securities, advising on securities, advising on corporate finance, and asset management. The firm provides securities brokerage, investment advisory, corporate finance advisory, and asset management services, likely serving a diverse client base of retail investors, small corporates, and high-net-worth individuals. Its corporate finance licence suggests involvement in IPO sponsorship, fundraising advisory, or M&A transactions for smaller listed or pre-IPO companies. Kwan Yick Securities operates as a full-service boutique within the Hong Kong financial services market.

9
Total licensed
5
Currently active
1
Arrivals tracked
1
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

Where talent goes

Destination firms · departures 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
5

People

Active SFC licences
Name CE# Joined
LEE Kai Yan 李棨仁
DealingAdvisingCorp FinanceAsset Mgmt
AAE1822003-04-01
YUEN Kam Hoi, Johnny 袁錦海
DealingAdvisingCorp FinanceAsset Mgmt
AAE2012003-04-01
WONG Tak Wai 黃德威
DealingAdvisingCorp FinanceAsset Mgmt
ABS7452003-04-01
TAM Wing Man, Wilda 譚詠雯
DealingAdvisingCorp FinanceAsset Mgmt
ABS7462003-04-01
LEE Wan Man, Mandy 李頴文
DealingAdvisingCorp FinanceAsset Mgmt
AFX3322003-04-01