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Kwok Hing Securities Limited

國興証券有限公司

Kwok Hing Securities Limited is a multi-licensed Hong Kong securities firm holding licences for dealing in securities, advising on securities, advising on corporate finance, and asset management. This breadth of licensing indicates a full-service securities house offering brokerage, investment advisory, corporate finance advisory, and portfolio management services. The firm likely serves a mix of retail and corporate clients, including listed companies seeking capital markets or M&A advisory support. Its corporate finance licence positions it to advise on IPOs, placements, and other transactions in the Hong Kong market.

14
Total licensed
2
Currently active
5
Arrivals tracked
3
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

Where talent goes

Destination firms · departures 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
2

People

Active SFC licences
Name CE# Joined
YEUNG Hiu Ming 楊曉明
Dealing
ATO9502009-09-15
TSE Siu Ha 謝筱霞
DealingAdvisingCorp FinanceAsset Mgmt
AAB2162003-04-01