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Kwong Fat Hong

廣發行證券有限公司

Kwong Fat Hong is a Hong Kong-based financial services firm holding a broad range of SFC licences including dealing in securities, advising on securities, advising on corporate finance, and asset management. The firm's name reflects traditional Hong Kong Chinese business heritage, suggesting it may have roots as a family-owned trading or financial services house. Its comprehensive licence profile enables it to offer integrated services spanning securities brokerage, investment advisory, corporate finance, and portfolio management, likely to a mixed client base of retail, high-net-worth, and small corporate clients. The breadth of its activities positions it as a versatile independent intermediary within Hong Kong's financial services community.

20
Total licensed
3
Currently active
1
Arrivals tracked
1
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Source firms · arrivals 2003–present

Where talent goes

Destination firms · departures 2003–present

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
3

People

Active SFC licences
Name CE# Joined
LO Wai Ying, Wendy 羅惠英
Dealing
BEM5102014-11-28
CHAM Yau Tong, Arthur 湛祐棠
Dealing
AAG1852009-10-22
CHAM Yau Hing, Florence 湛祐馨
DealingAdvisingCorp FinanceAsset Mgmt
AAG1042003-04-01