SSFC Flows
← All firms
Broker-DealerActive

HBS

15
Total licensed
6
Currently active
12
Arrivals tracked
8
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on Securities

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
1
🇭🇰Hong Kong
1

People

Active SFC licences
Name CE# Joined
LIAO Jieke 廖杰柯
DealingAdvising
BQG6202025-10-02
LEE Po Wei 李柏緯
DealingAdvising
AXR9842025-06-16