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Broker-DealerActive

Hong Tai Securities

洪泰證券有限公司

13
Total licensed
6
Currently active
10
Arrivals tracked
5
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Top 8 of 10

Source firms · arrivals 2003–present

1Asset Management Group1
2China Vision Capital (Hong Kong) Limited1
3FT Securities1
4Guotai Junan1
5HSBC1
6HSBC Broking Futures1
7Minerva Holding1
8QMIS Asset Management1

Where talent goes

Destination firms · departures 2003–present

1China Cinda Asset Management1
2Lu International (Hong Kong) Limited1
3Pulun International Asset Management1
4QMIS Securities Limited1
5Simplex Asset Management1

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
2
🇭🇰Hong Kong
1

People

Active SFC licences
Name ↕CE# ↕Joined ↓
SONG Nan 宋楠
Dealing
BUQ9412024-03-07
SHEN Yanjie 沈燕婕
DealingAdvisingAsset Mgmt
BNF2702018-10-15
CHAN Ka Kit 陳家傑
DealingAdvisingAsset Mgmt
BAY0642017-08-04

Top competitors by talent overlap

1Hong Kong Securities5.92Changyuan Securities5.83Taikang Asset Management5.74Changchun Securities Limited5.75Hanyuanyongchang International5.66HK Monkey Securities Limited5.67Dingxin Securities Limited5.58Cheung On Securities Limited5.59Shanghai Securities5.510Ping An Securities5.5