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Broker-DealerActive

Huarong International Capital

華融國際融資有限公司

43
Total licensed
7
Currently active
18
Arrivals tracked
27
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Where talent comes from

Top 8 of 15

Source firms · arrivals 2003–present

1Guosen Securities3
2China Huarong Asset Management2
3Ballas Capital Limited1
4Caitong International Capital1
5China International Capital Corporation1
6China PA Securities1
7China Securities (International)1
8CMBC International1

Where talent goes

Top 8 of 20

Destination firms · departures 2003–present

1China Merchants Securities2
2Dongxing Securities2
3Ping An Securities2
4Guoyuan Securities2
5CEB International Capital1
6Luk Fook1
7Webull1
8Shanghai Pudong Development Bank1

Regulated activities

RA1 · Dealing in SecuritiesRA6 · Advising on Corporate Finance

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
2
🇭🇰Hong Kong
1

People

Active SFC licences
Name ↕CE# ↕Joined ↓
WONG Pik Yan 黃碧欣
DealingCorp Finance
BHQ1932025-12-23
SUN Yili 孫一立
DealingCorp Finance
ANG2772025-10-20
LU Xinzheng 魯昕政
DealingCorp Finance
BPR6442023-03-27

Top competitors by talent overlap

1Zhongtai International Capital5.82China Sunrise Capital5.53Caitong International Capital5.54Yango International Capital Limited5.45Global China Corporate Finance Limited5.46BaoQiao Partners Capital5.37Pulun International Capital Limited5.38Yi Shun Da Capital Limited5.39Kiu Hung Capital Company Limited5.210Partners Capital International Limited5.1