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Dongxing Securities

東興證券(香港)有限公司

Dongxing Securities is the Hong Kong arm of Dongxing Securities Co., Ltd., a mid-sized Chinese state-backed securities firm headquartered in Beijing. The firm is licensed for securities dealing, advisory, corporate finance, and asset management, focusing on cross-border capital markets activities between mainland China and international investors. Its client base includes institutional investors, Chinese corporates seeking offshore listings, and high-net-worth individuals with cross-border investment needs. The firm leverages its onshore Chinese parent's network to facilitate equity underwriting, IPO sponsorship, and investment management in Hong Kong.

182
Total licensed
29
Currently active
145
Arrivals tracked
95
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇨🇳China
21
🇭🇰Hong Kong
8

People

Active SFC licences
Name CE# Joined
NIE Shuai 聶帥
Dealing
BXP3682026-03-17
WANG Weixiang 王蔚翔
Dealing
BXH5302026-02-11
ZENG Jie 曾杰
DealingAdvising
BQN3482026-01-27
MENG Ziyong 孟子雍
DealingCorp Finance
BXF6272025-12-22
HOU Xiaomeng 侯晓朦
DealingCorp Finance
BXC7472025-12-05
MEI Di 梅迪
DealingCorp Finance
BIG3572025-10-21
YANG Fan 楊帆
DealingAdvisingAsset Mgmt
BTT9902025-10-21
HUI Siu Chit 許小哲
DealingAdvisingCorp Finance
BQE5392025-09-17
LIU Yuhao 刘宇浩
DealingCorp Finance
BWT0972025-09-04
AN Jianhua 安劍樺
Dealing
BWL8952025-07-17
WEN Xi 文希
Asset Mgmt
BUO8602025-07-15
WONG Siu Nam 黃肇南
DealingCorp Finance
ADM8122025-06-05
LI Huaijin 李怀瑾
Dealing
BWF7262025-05-26
SIN Ka Yiu 冼嘉耀
DealingAdvisingCorp Finance
BDP2602025-05-02
CHAN Yat Lam 陳日霖
Dealing
AOW9422025-02-26
KONG Zaohui 孔早慧
AdvisingAsset Mgmt
BPJ2492025-01-17
HAO Jie 郝洁
DealingAdvisingCorp FinanceAsset Mgmt
BVJ8622025-01-08
WANG Yiran 王一然
DealingCorp Finance
BVS6982024-12-24
CHING Mung Kiu 程夢嬌
Dealing
BOF3972024-09-03
WANG Yilun 汪逸伦
AdvisingAsset Mgmt
BVH8482024-09-02
GONG Tingting 宫婷婷
Dealing
BUT9262024-03-25
XU Xibo 徐锡波
Dealing
BUP7302024-02-20
ZHAO Haozhe 赵浩哲
AdvisingAsset Mgmt
BTQ4872023-05-02
ZHOU Ning 周宁
DealingCorp Finance
BTE9432022-12-15
XIN Yimo 辛漪默
DealingCorp Finance
BJP5962022-11-18
LI Ning 李宁
DealingAdvisingAsset Mgmt
BEM0632020-11-20
LAM Kai Hong 林啟康
DealingAdvising
ACY9032020-10-20
WANG Bixuan 王碧玄
DealingCorp Finance
BND2282020-08-25
TAN Ke 谭可
Advising
BML4402018-02-27