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Investment BankActive

ICBC (Asia) Securities

工銀亞洲証券有限公司

35
Total licensed
8
Currently active
9
Arrivals tracked
7
Departures tracked

Licensed headcount

Active licence holders · monthly snapshot

Regulated activities

RA1 · Dealing in SecuritiesRA4 · Advising on SecuritiesRA6 · Advising on Corporate FinanceRA7 · Automated Trading ServicesRA9 · Asset Management

Country of origin · active staff

Inferred from name · current members only

🇭🇰Hong Kong
3

People

Active SFC licences
Name CE# Joined
HO Man Kit 何文傑
DealingAdvising
AWA5822022-11-22
LAU Ka Man 劉嘉敏
DealingAdvising
AWP7152022-11-22
YIP Chak Hang 葉澤恒
DealingAdvising
AMK2992022-03-02